regulatory analyst in Toronto at Aston Carter

Posted: 3/24/2020

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Job Summary

Regulatory Analyst

Our client, a regulatory group within the Financial Institutions GBM division, has been working closely with FINTRAC to review/refresh multiple client files. The team has been doing a Canadian Remediation/UK Remediation project for Corporate clients. However, there is now a need for additional support to help them with re-mediate some of the regulatory products which they work on. They are seeking someone who specifically is knowledgeable with OTC products - SWAPS, FX, Futures and has done KYC Remediation work with these products. Knowledge of Dodd Frank regulation is required as well.

Most banks typically have their KYC department split up so that only one fraction focuses on doing remediation for regulatory products. They are setting up their KYC team so that this check is done by the same team who is reviewing corporate client accounts.

Must Have:

-CFA level 3 or RFM

-1 Experience doing refresh/KYC on-boarding with OTC Products: FX, SWAPS, Forwards OR Dodd Frank Regulation

-1.b) If they do not have the KYC on-boarding with the above products - strong regulatory product knowledge - OTC Derivatives, FX, Swaps, Dodd Franks

-2. KYC Background - experience doing remediation/refresh for corporate clients *not* retail.

-3. Data Analysis - Looking at large sets of data and interpreting various data points.

Please send your resume to Christina Zanti:

Christina Zanti - Technical recruiter at Aston Carter

À propos d'Aston Carter:

Aston Carter, une division d'Aerotek, est un fournisseur d'envergure mondiale de services de recrutement et de dotation de personnel pour les sociétés à la recherche de professionnels du milieu des affaires hautement spécialisés. Aerotek est une société en exploitation d'Allegis Group, un fournisseur multinational de solutions en matière de talent.

Aston Carter s'engage fermement à offrir un service de premier ordre aux clients et aux professionnels du milieu des affaires dans un vaste éventail de disciplines, notamment la comptabilité, la finance, la gouvernance ainsi que la gestion du risque et de la conformité. Avec plus de 60 bureaux en Europe, Asie et Amérique du Nord, Aston Carter offre une expertise locale, régionale et mondiale pour répondre aux besoins uniques de ses clients.

Reconnu "best of staffing" par nos clients et le talent que nous recrutons, Aston Carter s'engage à livrer un service hors pair a tous nos partenaires d'affaire.

About Aston Carter:

Aston Carter is a distinguished global provider of recruitment and staffing services to companies requiring highly specialized business professionals. As a Best of Staffing® Client and Talent leader, Aston Carter has an unrivaled commitment to delivering first class service to clients and business professionals across a variety of disciplines, including Accounting and Finance as well as Governance, Risk and Compliance. With more than 60 offices across Europe, Asia Pacific and North America, Aston Carter provides local, regional and global expertise to drive value and meet our customers' unique needs. Aston Carter is a division of Aerotek. Aerotek is an operating company of Allegis Group, a global talent solutions provider.

Contact Information

Christina Zanti